The buying and selling of securities in this country is a common practice, whether it’s your business or a money-making hobby, or whether you invest huge sums of capital or a couple extra dollars from your paycheck. Because of that, everyone is looking for an edge. Unfortunately, when people buy and sell securities based on non-public information, they may be committing the crime of “insider trading.” Fischer Redavid PLLC has a talented legal team devoted to defending clients who are facing these types of white-collar charges.
Reach our Hollywood investment fraud defense attorneys at (954) 860-8434 any hour of the day or night.
There are several federal agencies involved in these investigations, most notably the Securities and Exchange Commission (SEC). These crimes are usually charged as felonies. Investors are not the only parties involved in securities, however; there are also the brokerage firms and brokers. When brokerage firms and brokers are suspected of providing false information or promises to clients, they can be charged with investment fraud.
The penalties surrounding insider trading and investment fraud are not to be taken lightly.
Penalties for securities fraud may include any or all of the following:
Don’t roll the dice on your future. Turn to Fischer Redavid PLLC for highly qualified representation. We are devoted to giving each our clients the personalized attention they deserve as a human being with a way of life to protect.
Call our Hollywood securities fraud defense lawyers at (954) 860-8434 today for a free and confidential case consultation.